Stay Compliant with FINRA Rule 2210

FINRA Compliance - Communications With the Public

FINRA emphasized that all communications must be fair, balanced, and not misleading, noting that if a communication promotes the benefits of a high-risk or illiquid security, it should also explain the associated risks.

This includes:

The LegalEase Solutions Advantage

LegalEase Solutions brings over 16 years of expertise in helping firms and compliance officers meet their compliance requirements. We ensure that your compliance programs are built to scale.

With the regulatory landscape swiftly evolving, we work with you as an active partner in shaping the efficiency of your communication strategy for emails, social media, presentations, marketing materials and retail communications.

LegalEase FINRA Review Process

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