Our audit and compliance support services leverage our industry knowledge to help you design, implement, and manage a rigorous internal audit program that provides you valuable insights for action
Design audit programs for internal and vendor processes
Create comprehensive research memos and questionnaires outlining all regulatory requirements
Gain an objective third-party view, offering a fresh look at possible new audit control points
Achieve insights from the audit with reporting frequencies defined by your needs
Leverage our hybrid pricing model that allows you to pay for the audits performed, and not for idle time with a global team
Receive actionable data that identifies ways to improve process controls, mitigate risks and correct process failures
LegalEase Solutions conducts audits and tests the effectiveness of Anti Money Laundering (AML) compliance policies and procedures.
The audit is done in 3 phases:
The audit conducts a review of:
LegalEase Solutions carries out audits of your privacy practices by reviewing personal information handling practices. It includes on-going activities and new initiatives, and ensures that they comply with fair information practices prescribed by the Privacy Legislation.
Our privacy audit involves:
In a digital economy where data is becoming increasingly vulnerable and highly regulated, the way your firm stores, accesses, and protects business information, becomes an integral part of your business strategy.
LegalEase Solutions works with your team to access all your data sources, identify essential data compliance standards, create policies, and implement a governance model.
We will review your information handling policies and make certain that you maintain your operational compliance by: